this is the full list of shocks for the papers in this database. You can browse the full list and note shocks that you may want to find related papers for.
Shock ID | Sub ID | Shock Type | Description | Date of Announcement | Dates of Effect | Country | Firm | Affect | Use | Method | Potential Method |
1 | 101 | Legal | The Sarbanes–Oxley Act of 2002 (SOX) | 1999; 2000; 2001; 2000 | 2000; 2001; 2002; 2003; 2004 | US | All U.S. public company boards; management; public accounting firms; and some privately held companies | Board independence (Paper 1; 11; 17); Presence of an investment banker on the board (Paper 54); Information asymmetry in th U.S. capital markets (Paper 55) | DiD; ES; IV; | ||
1 | 102 | Legal | Corporate board reform | 2001 | 2001 | Argentina | public companies | boards | boards->firm performance | DiD | |
1 | 103 | Legal | Corporate board reform | 2004 | 2004 | Australia | public companies | boards | boards->firm performance | DiD | |
1 | 104 | Legal | Corporate board reform | 2002; 2004 | 2002; 2004 | Austria | public companies | boards | boards->firm performance | DiD | |
1 | 105 | Legal | Corporate board reform | 1998; 2002; 2005 | 1998; 2002; 2005 | Belgium | public companies | boards | boards->firm performance | DiD | |
1 | 106 | Legal | Corporate board reform | 2002 | 2002 | Brazil | public companies | boards | boards->firm performance | DiD | |
1 | 107 | Legal | Corporate board reform | 2004 | 2004 | Canada | public companies | boards | boards->firm performance | DiD | |
1 | 108 | Legal | Corporate board reform | 2001 | 2001 | Chile | public companies | boards | boards->firm performance | DiD | |
1 | 109 | Legal | Corporate board reform | 2001 | 2001 | China | public companies | boards | boards->firm performance | DiD | |
1 | 110 | Legal | Corporate board reform | 2001 | 2001 | Colombia | public companies | boards | boards->firm performance | DiD | |
1 | 111 | Legal | Corporate board reform | 2001 | 2001 | Czech Republic | public companies | boards | boards->firm performance | DiD | |
1 | 112 | Legal | Corporate board reform | 2001 | 2001 | Denmark | public companies | boards | boards->firm performance | DiD | |
1 | 113 | Legal | Corporate board reform | 2002 | 2002 | Egypt | public companies | boards | boards->firm performance | DiD | |
1 | 114 | Legal | Corporate board reform | 2003; 2004 | 2003; 2004 | Finland | public companies | boards | boards->firm performance | DiD | |
1 | 115 | Legal | Corporate board reform | 2002 | 2002 | Germany | public companies | boards | boards->firm performance | DiD | |
1 | 116 | Legal | Corporate board reform | 1999; 2002 | 1999; 2002 | Greece | public companies | boards | boards->firm performance | DiD | |
1 | 117 | Legal | Corporate board reform | 2005 | 2005 | Hong Kong | public companies | boards | boards->firm performance | DiD | |
1 | 118 | Legal | Corporate board reform | 2003 | 2003 | Hungary | public companies | boards | boards->firm performance | DiD | |
1 | 119 | Legal | Corporate board reform | 1998; 2002 | 1998; 2002 | India | public companies | boards | boards->firm performance | DiD | |
1 | 120 | Legal | Corporate board reform | 2007 | 2007 | Indonesia | public companies | boards | boards->firm performance | DiD | |
1 | 121 | Legal | Corporate board reform | 2006 | 2006 | Italy | public companies | boards | boards->firm performance | DiD | |
1 | 122 | Legal | Corporate board reform | 2002 | 2002 | Japan | public companies | boards | boards->firm performance | DiD | |
1 | 123 | Legal | Corporate board reform | 2000 | 2000 | Israel | public companies | boards | boards->firm performance | DiD | |
1 | 124 | Legal | Corporate board reform | 2001 | 2001 | Malaysia | public companies | boards | boards->firm performance | DiD | |
1 | 125 | Legal | Corporate board reform | 1999; 2001 | 1999; 2001 | Mexico | public companies | boards | boards->firm performance | DiD | |
1 | 126 | Legal | Corporate board reform | 1997; 2004 | 1997; 2004 | Netherlands | public companies | boards | boards->firm performance | DiD | |
1 | 127 | Legal | Corporate board reform | 2005 | 2005 | Norway | public companies | boards | boards->firm performance | DiD | |
1 | 128 | Legal | Corporate board reform | 2002 | 2002 | Pakistan | public companies | boards | boards->firm performance | DiD | |
1 | 129 | Legal | Corporate board reform | 2002; 2005 | 2002; 2005 | Peru | public companies | boards | boards->firm performance | DiD | |
1 | 130 | Legal | Corporate board reform | 2002 | 2002 | Philippines | public companies | boards | boards->firm performance | DiD | |
1 | 131 | Legal | Corporate board reform | 2002 | 2002 | Poland | public companies | boards | boards->firm performance | DiD | |
1 | 132 | Legal | Corporate board reform | 1999; 2001 | 1999; 2001 | Portugal | public companies | boards | boards->firm performance | DiD | |
1 | 133 | Legal | Corporate board reform | 2003 | 2003 | Singapore | public companies | boards | boards->firm performance | DiD | |
1 | 134 | Legal | Corporate board reform | 1999 | 1999 | South Korea | public companies | boards | boards->firm performance | DiD | |
1 | 135 | Legal | Corporate board reform | 1998; 2006 | 1998; 2006 | Spain | public companies | boards | boards->firm performance | DiD | |
1 | 136 | Legal | Corporate board reform | 2005; 2006 | 2005; 2006 | Sweden | public companies | boards | boards->firm performance | DiD | |
1 | 137 | Legal | Corporate board reform | 2002 | 2002 | Switzerland | public companies | boards | boards->firm performance | DiD | |
1 | 138 | Legal | Corporate board reform | 2002 | 2002 | Thailand | public companies | boards | boards->firm performance | DiD | |
1 | 139 | Legal | Corporate board reform | 1999; 2002 | 1999; 2002 | Turkey | public companies | boards | boards->firm performance | DiD | |
1 | 140 | Legal | Corporate board reform | 1992; 1998 | 1992; 1998 | UK | public companies | boards | boards->firm performance | DiD | |
1 | 141 | Legal | Corporate board reform | 2001; 2003 | 2001; 2003 | France | public companies | boards | boards->firm performance | DiD | |
2 | 201 | Legal | An adoption of new Macroprudential policies | 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010; 2011; 2012; 2013 | 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010; 2011; 2012; 2013 | 119 countries – of which 31 are advanced; 64 emerging; and 24 developing | Financial institutions & households in general | Net sectoral credit flow which is defined as the difference between the quarterly change in bank credit and the quarterly change in nonbank credit; scaled by total credit | |||
3 | 301 | Legal | Say on Pay (SoP) laws | 2005 | 2005 | Australia | Varies by countries | CEO pay growth rate; sensitivity of CEO pay to firm performance; firm value | |||
3 | 302 | Legal | Say on Pay (SoP) laws | 2012 | 2012 | Belgium | Varies by countries | CEO pay growth rate; sensitivity of CEO pay to firm performance; firm value | |||
3 | 303 | Legal | Say on Pay (SoP) laws | 2007 | 2007 | Denmark | Varies by countries | CEO pay growth rate; sensitivity of CEO pay to firm performance; firm value | |||
3 | 304 | Legal | Say on Pay (SoP) laws | 2011 | 2011 | Italy | Varies by countries | CEO pay growth rate; sensitivity of CEO pay to firm performance; firm value | |||
3 | 305 | Legal | Say on Pay (SoP) laws | 2004 | 2004 | Netherlands | Varies by countries | CEO pay growth rate; sensitivity of CEO pay to firm performance; firm value | |||
3 | 306 | Legal | Say on Pay (SoP) laws | 2008 | 2008 | Norway | Varies by countries | CEO pay growth rate; sensitivity of CEO pay to firm performance; firm value | |||
3 | 307 | Legal | Say on Pay (SoP) laws | 2010 | 2010 | Portugal | Varies by countries | CEO pay growth rate; sensitivity of CEO pay to firm performance; firm value | |||
3 | 308 | Legal | Say on Pay (SoP) laws | 2011 | 2011 | South Africa | Varies by countries | CEO pay growth rate; sensitivity of CEO pay to firm performance; firm value | |||
3 | 309 | Legal | Say on Pay (SoP) laws | 2006 | 2006 | Sweden | Varies by countries | CEO pay growth rate; sensitivity of CEO pay to firm performance; firm value | |||
3 | 310 | Legal | Say on Pay (SoP) laws | 2003 | 2003 | UK | Varies by countries | CEO pay growth rate; sensitivity of CEO pay to firm performance; firm value | |||
3 | 311 | Legal | Say on Pay (SoP) laws | 2011 | 2011 | US | Varies by countries | CEO pay growth rate; sensitivity of CEO pay to firm performance; firm value | |||
4 | 401 | Other | Shareholder voting on acquisitions; Shareholder approval is imposed exogenously via a threshold test. | Since 1975 | UK | U.K.-listed companies | Acquirer shareholder returns | ||||
5 | 501 | Legal | 1995 Delaware Ruling 1: Unitrin; Inc. v. American General Corp. | 1995 | US | American firms | Firm entrenchment; the use of poison pills among the targets; the effectiveness of the pills that were used; the completion rate of the takeover attempts; or the takeover premiums. | ||||
6 | 502 | Legal | 1995 Delaware Ruling 2: Moore Corp. Ltd. v. Wallace Computer Services; Inc. | 1995 | US | American firms | Firm entrenchment; the use of poison pills among the targets; the effectiveness of the pills that were used; the completion rate of the takeover attempts; or the takeover premiums. | ||||
7 | 701 | Legal | The German law on codetermination which mandates that the supervisory board of a ?rm; which is similar to the board of directors; has to consist of an equal number of owners’ and employees’ representatives (i.e. The effect of employee power) | 1976 | 1976 | Germany | Firms that have more than 2;000 domestic employees | Financial Leverage | |||
8 | 801 | Crisis | 2007-2009 credit crisis | 2007 | 2007 | US | All firms | Credit supply (paper 7); the need to provide support for (i.e.; “rescue”) related unconsolidated entities & firm performance (paper 26) | |||
8 | 802 | Crisis | 2007-2009 credit crisis | 2007 | 2007 | Taiwan | All firms | Performance of certain types of companies such as affiliated firms | |||
8 | 803 | Crisis | Lehman Brothers collapse during the Global Financial Crisis | 2008 | 2008 | US | Firms with credit lines committed by Lehman Brothers | corporate liquidity | corporate liquidity->firm value | ||
9 | 901 | Other | CDS (Credit Default Swaps) Big Bang Protocol of 2009 | 2009 | 2009 | US | All firms | The availability and liquidity of CDSs; distance-to-default; firm value; and investment | |||
10 | 1001 | Legal | 2004 net capital rule exemption. Allowed the exempted broker-dealers to use their own internal risk models to calculate haircuts and capital levels for securities holdings. | 2004 | 2005 | US | Broker-dealers that were part of so-called consolidated supervised entities (CSEs); back then Bear Sterns; Goldman Sachs; Lehman Brothers; Merrill Lynch; and Morgan Stanley | The availability and liquidity of CDSs; distance-to-default; firm value; and investment (paper 8); banks’ propensity to purchase CDS protection | |||
14 | 1401 | Legal | Regulatory office closures | 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010; 2011; 2012; 2013 | 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010; 2011; 2012; 2013 | US | Deposit taking U.S. commercial banks | Distance between regulatory field office and commercial banks | |||
15 | 1501 | Legal | Federal Reserve Act of 1913 which made Reserve Bank Organization Committee (RBOC) rely heavily on votes by national banks on which cities should be allocated Federal Reserve Banks. | 1913 | 1913 | US | Deposit taking U.S. commercial banks | Distance between regulatory field office (Federal Reserve Banks) and commercial banks | |||
16 | 1601 | Legal | Federal Deposit Insurance Corporation Improvement Act of 1991 (FDICIA): The FDICIA Act was enacted to empower more stringent and timely regulatory monitoring and enforcement. | 1992 | 1993 | US | Banks with assets > $500 Million | Quality of internal controls | Internal controls->validity of the loan-loss provision; earnings quality; benchmark-beating and accounting conservatism | DiD | IV; RD; DiD+RD |
17 | 1701 | Political | City-level political appointment events in China | 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010; 2011; 2012 | 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010; 2011; 2012 | China | State-owned enterprises (SOEs) | Firm's tax or firm’s tax avoidance strategies | |||
18 | 1801 | Legal | The establishment of the Ministry of Environmental Protection in China | 2008 | 2008 | China | All state-owned or private firms | Stock price of polluting companies/ Firm value | |||
19 | 1901 | Legal | Interstate banking deregulations; 1994 Riegle-Neal Interstate Banking and Branching Efficiency Act; Legalizes interstate branching across the United States and markedly increases competitive pressures in some U.S. states. | 1990 | 1990; 1991; 1992; 1993; 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006 | US | Banks and borrowers | Return on assets; Bank Relationships; Bank competition | |||
20 | 2001 | Legal | Corporatization of Chinese state-owned enterprises; which also allows employee stock ownership plans (ESOPs) | 1990 | 1992; 1993; 1994 | China | State Owned Enterprises | employee ownership | Ownership-> firm performance | DiD | IV; RD; DiD+RD |
21 | 2101 | Legal | SEC Staff Accounting Bulletin: No. 101 | 1999 | 1999 | US | listed companies | Companies using accelerated revenue recognition | Aggressive Revenue Recognition -> Earnings Management | DiD | ES; IV |
22 | 2201 | Legal | Changes in securities law to limit freeze outs and dilutive offerings | 2001 | 2002 | Bulgaria | listed companies | Security issuance; tender offers; majority shareholdings | Law->Tunneling->Firm Value | DiD; DiD-Continuous | IV |
23 | 2301 | Legal | Sanctions imposed by Regional Offices (ROs) of the China Securities Regulatory Commission (CSRC) between 2011 and 2016 | 2011; 2012; 2013; 2014; 2015; 2016 | 2011; 2012; 2013; 2014; 2015; 2016 | China | Firms that have committed securities crimes | Stock price | |||
24 | 2401 | Legal | The staggered adoption of campaign finance reforms across U.S. states from 1988 to 2010 | 1988; 1989; 1990; 1991; 1992; 1993; 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010 | 1988; 1989; 1990; 1991; 1992; 1993; 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010 | US | Firms financing state political campaigns in states enacting campaign finance reforms | Firms' political giving | |||
25 | 2501 | Other | Joint Venture (JV) announcement event | 2001-2012; varies by each event | 2001-2012; varies by each event | US | All firms | Rivalrous and non-rivalrous private benefits in a JV; Abnormal Return that is the JV announcement impact on a partner firm's investment value | |||
26 | 2601 | Nature | 2004 Indian Ocean Tsunami | 2004 | 2004 | Thailand | All firms | Bank credit supply | |||
27 | 2701 | Legal | Expiration of temporary research and development (R&D) tax credit law between 1981 and 2015 | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010; 2011; 2012; 2013; 2014; 2015 | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010; 2011; 2012; 2013; 2014; 2015 | US | All firms | Financial reporting outcomes and the distraction they may pose to capital market participants (specifically; variability in quarterly effective tax rates; analysts’ forecast error; trading volume; and amount of bid-ask spreads) | |||
28 | 2801 | Other | Introduction of credit default swaps (CDS) on a firm's debt | 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010; 2011; 2012 | 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010; 2011; 2012 | US | All firms | Creditor governance | |||
29 | 2901 | Legal | Variation in state laws regarding voting of shares held in trust in 1960s in the US | 1960 | 1960 | US | Banks | Percent of bank shares controlled by insiders ( =Ability of banks to vote their own shares if held in trust) | Managerial control-> firm performance | IV | . |
30 | 3001 | Nature | Gender of first born child of family founders in Denmark | 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002 | 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002 | Denmark | Family-controlled firms | Succession of CEO by a family member | IV | DiD; DiDiD | |
31 | 3101 | Crisis | Banking crisis in 1976-1985 in the US | 1976 | 1976; 1977; 1978; 1979; 1980; 1981; 1982; 1983; 1984; 1985 | US | Commercial banks; public firms | Number of current bank-affiliated directors | bankers on board->firm outcomes | IV | |
32 | 3201 | Legal | Changes in tax regulations. Treasury issued what are known as the check-the-box (CTB) regulations | 1996 | 1997 | US | All firms | Book-Tax Gap (time varying pre and post shock); tax avoidance | effect of gov on the relation between tax avoidance and firm value | IV | DiDiD-Continuous; ES-continuous |
33 | 3301 | Legal | 2000 Pension Fund Reform in Sweden. Increased the equity holdings of private pension funds at the expense of the liquidation of equity holdings by one pubic pension fund. | 2000 | 2000; 2001; 2002 | Sweden | public firms | ownership structure | ownership->firm outcomes | IV | ES; ES-Continuous; DiD; DiD-Continuous |
34 | 3401 | Legal | US Exchange-listing rules about independence of audit committee; 2003 US requirements for majority independent boards; including the Sarbanes-Oxley Act of 2002 (SOX) and rules promulgated by the SEC; NYSE; and NASD around 2000 | 2000; 2001; 2002; 2003 | 2000; 2001; 2002; 2003 | US | All firms | Post-shock change in percentage of independent directors on boards | board co-option (*co-opted directors are appointed after the CEO assumes office) -> R&D investment (Paper 154) | ||
35 | 3502 | Legal | Section 404 of Sarbanes-Oxley Act (SOX) | 1999; 2000; 2001; 2002 | 2000; 2001; 2002; 2003; 2004 | US | Listed companies | Quality of ?nancial reporting; internal control | Governance->Firm Performance | ||
36 | 3601 | Legal | Homeland Investment Act | 2004 | 2005 | US | U.S.-based multinational enterprises | Post-shock repatriations of foreign-held cash | effect of gov on relation between cash flow and payout/capex | IV | DiD; DiDiD-Continuous; ES; ES-Continuous |
37 | 3701 | Legal | Banking deregulation in the US | 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | US | All banks in U.S. | Dummy for bank merger in a particular geographic market(paper 36); Bank-holding company diversification (paper 46) | IV | ||
38 | 3801 | Sudden Death | Death or retirement of a director with network ties to the CEO | 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007 | 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007 | US | Any firm which experienced the shock | Percent of independent directors with social ties to the CEO | differences-in-differences | ||
39 | 3901 | Legal | 2003 NYSE initiation of automated quote dissemination. Staggered implementation. | 2003 | 2003 | US | Companies whose stocks are listed on the New York Stock Exchange (NYSE) | Six measures of stock liquidity | IV | ||
40 | 4001 | Crisis | US subprime crisis | 2008 | 2008 | US | Banks and firms borrowing from banks | Loan charge-offs ( = ratio of the bank’s net chargeoffs over assets in the quarter before the loan date) as a measure of bank losses | IV | ||
41 | 4101 | Legal | 2003 rules limiting analyst conflicts of interest in US | 2003 | 2003 | US | listed companies | Appointments of stock analysts on board | IV | ||
42 | 4201 | Political | State parliamentary elections in Germany | 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006 | 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006 | Germany | Banks in Germany | Probability of bank bailout | IV | ||
43 | 4301 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 1991 | 1991 | Bulgaria | All firms | CEO turnover | IV | ||
43 | 4302 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 2004 | 2004 | Croatia | All firms | CEO turnover | IV | ||
43 | 4303 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 2001 | 2001 | Czech Republic | All firms | CEO turnover | IV | ||
43 | 4304 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 1995 | 1995 | Estonia | All firms | CEO turnover | IV | ||
43 | 4305 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 1995 | 1995 | Georgia | All firms | CEO turnover | IV | ||
43 | 4306 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 1998 | 1998 | Hungary | All firms | CEO turnover | IV | ||
43 | 4307 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 1998 | 1998 | Kazakhstan | All firms | CEO turnover | IV | ||
43 | 4308 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 2002 | 2002 | Latvia | All firms | CEO turnover | IV | ||
43 | 4309 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 1990 | 1990 | Lithuania | All firms | CEO turnover | IV | ||
43 | 4310 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 1997 | 1997 | Moldova | All firms | CEO turnover | IV | ||
43 | 4311 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 2001 | 2001 | Poland | All firms | CEO turnover | IV | ||
43 | 4312 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 2006 | 2006 | Romania | All firms | CEO turnover | IV | ||
43 | 4313 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 2002 | 2002 | Russia | All firms | CEO turnover | IV | ||
43 | 4314 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 2004 | 2004 | Serbia | All firms | CEO turnover | IV | ||
43 | 4315 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 1992 | 1992 | Slovakia | All firms | CEO turnover | IV | ||
43 | 4316 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 1993 | 1993 | Slovenia | All firms | CEO turnover | IV | ||
43 | 4317 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 1999 | 1999 | Turkmenistan | All firms | CEO turnover | IV | ||
43 | 4318 | Legal | Legal reforms giving the board statutory power to dismiss the CEO | 2009 | 2009 | Ukraine | All firms | CEO turnover | IV | ||
44 | 4401 | Legal | FDA Good Manufacturing Practices Initiative; the Pharmaceutical Current Good Manufacturing Practices (CGMPs) | 2002 | 2002 | US | Firms that exchange durable goods contracted under long-term supply contracts. | Probability of contract covenants | IV | ||
45 | 4501 | Central Bank | $300 billion Federal Reserve's Large Scale Asset Purchases (LSAPs) | 2009 | 2009 | US | bonds | Relative Supply of Treasury securities | IV | ||
46 | 4601 | Legal | Legal change for software patentability | 1996 | 1996 | US | Technology companies | Probability of firms patenting IP | IV | ||
47 | 4701 | Other | Introduction of weather derivatives | 1995 | 1995 | US | Frms whose cash ?ows have historically ?uctuated with changing weather conditions | Use of weather derivatives post-shock | IV | ||
48 | 4801 | Other | 2003 US mutual fund scandals | 2003 | 2003 | US | Implicated mutual fund companies | Cross ownership by mutual funds post-shock | IV | ||
49 | 4901 | Other | Extension of small-business credit program (CODEVI) in France | 1994 | 1994; 1995; 1996 | France | small companies | Total firm debt | IV | ||
50 | 5001 | Other | Closure of research coverage by US brokerage houses | 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008 | 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008 | US | Firms with managers' voluntary disclosure | firm disclosure choices | Disclosure-> liquidity | IV | |
51 | 5101 | Legal | Changes in state compulsory education laws | 1914; 1915; 1916; 1917; 1918; 1919; 1920; 1921; 1922; 1923; 1924; 1925; 1926; 1927; 1928; 1929; 1930; 1931; 1932; 1933; 1934; 1935; 1936; 1937; 1938; 1939; 1940; 1941; 1942; 1943; 1944; 1945; 1946; 1947; 1948; 1949; 1950; 1951; 1952; 1953; 1954; 1955; 1956; 1957; 1958; 1959; 1960; 1961; 1962; 1963; 1964; 1965; 1966; 1967; 1968; 1969; 1970; 1971; 1972; 1973; 1974; 1975; 1976; 1977; 1978 | 1914; 1915; 1916; 1917; 1918; 1919; 1920; 1921; 1922; 1923; 1924; 1925; 1926; 1927; 1928; 1929; 1930; 1931; 1932; 1933; 1934; 1935; 1936; 1937; 1938; 1939; 1940; 1941; 1942; 1943; 1944; 1945; 1946; 1947; 1948; 1949; 1950; 1951; 1952; 1953; 1954; 1955; 1956; 1957; 1958; 1959; 1960; 1961; 1962; 1963; 1964; 1965; 1966; 1967; 1968; 1969; 1970; 1971; 1972; 1973; 1974; 1975; 1976; 1977; 1978 | US | retail investors | investor education | education->investor behavior | IV | |
52 | 5201 | Sudden Death | Death of non-CEO executives and directors | Various | public firms | gov; tunneling; rents; CEO ties to board members | board->value | ES-Continuous; ES; DiD-Continuous; IV | IV; DiDiD-continuous | ||
53 | 5301 | Legal | Regulation Fair Disclosure (Reg FD) | 2000 | 2000 | US | public firms | analyst coverage | analyst coverage->firm outcomes | DiD-Continuous | ES-Continuous; IV |
54 | 5401 | Legal | Analyst regulations such as NASD Rule 2711; the amended NYSE Rule 472; the Global Research Analyst Settlement; and Regulation Analyst Certification | 2002; 2003 | 2003 | US | Investment banks | analyst bias and precision | difference-in-difference-in-differences (paper 59) | ||
55 | 5501 | Legal | Annual variation in the jumbo loan cut-off limit/ Subsidies in housing-finance from the Government-Sponsored Enterprises (GSEs) | 1992; 1993; 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006 | 1992; 1993; 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006 | US | Home buyers | Changes in house prices | |||
56 | 5601 | Legal | 2001 Decimalization of stock prices in the US | 2001 | 2001 | US | All publicly traded companies | Stock liquidity | |||
57 | 5701 | Nature | Gender of first-born child of departing entrepreneur in Greece | Greece | Any firm whose departing entrepreneur in Greece has a child | Succession of CEO by a family member | difference-in-difference-in-differences (DDD) | ||||
58 | 5801 | Legal | Stock market liberalization | 1992 | 1992 | Korea | listed companies | Ownership | Ownership-> firm performance | ES-Continuous | DiD-Continuous; IV |
59 | 5901 | Crisis | 1997 East Asian Financial Crisis | 1997 | 1997 | Hong Kong | public firms | Firm value; post-crisis governance; tunneling | Mediating effect of governance on Crisis->Value | ES-Continuous | DiD-Continuous; IV |
59 | 5902 | Crisis | 1997 East Asian Financial Crisis | 1997 | 1997 | Indonesia | public firms | Firm value; post-crisis governance; tunneling | Mediating effect of governance on Crisis->Value | ES-Continuous | DiD-Continuous; IV |
59 | 5903 | Crisis | 1997 East Asian Financial Crisis | 1997 | 1997 | Korea | public firms | Firm value; post-crisis governance; tunneling | Mediating effect of governance on Crisis->Value | ES-Continuous | DiD-Continuous; IV |
59 | 5904 | Crisis | 1997 East Asian Financial Crisis | 1997 | 1997 | Malaysia | public firms | Firm value; post-crisis governance; tunneling | Mediating effect of governance on Crisis->Value | ES-Continuous | DiD-Continuous; IV |
59 | 5905 | Crisis | 1997 East Asian Financial Crisis | 1997 | 1997 | Philippines | public firms | Firm value; post-crisis governance; tunneling | Mediating effect of governance on Crisis->Value | ES-Continuous | DiD-Continuous; IV |
59 | 5906 | Crisis | 1997 East Asian Financial Crisis | 1997 | 1997 | Singapore | public firms | Firm value; post-crisis governance; tunneling | Mediating effect of governance on Crisis->Value | ES-Continuous | DiD-Continuous; IV |
59 | 5907 | Crisis | 1997 East Asian Financial Crisis | 1997 | 1997 | Taiwan | public firms | Firm value; post-crisis governance; tunneling | Mediating effect of governance on Crisis->Value | ES-Continuous | DiD-Continuous; IV |
59 | 5908 | Crisis | 1997 East Asian Financial Crisis | 1997 | 1997 | Thailand | public firms | Firm value; post-crisis governance; tunneling | Mediating effect of governance on Crisis->Value | ES-Continuous | DiD-Continuous; IV |
60 | 6001 | Legal | 3 Chinese regulations introduced in 2000 aimed at reducing expropriation from minority shareholders by controlling blockholders: (1) substantially increased rights of minority shareholders at firms' annual shareholders' meetings; (2) prohibited the issuance of loan guarantees by a firm to its controlling shareholder; and (3) improved transparency and regulation of asset transfers to related parties | 2000 | 2000 | China | public firms | Tunneling | Tunneling/Shareholder Protections->Value | DiD-Continuous | ES-Continuous; IV |
61 | 6101 | Legal | State anti-takeover (business combination) laws | 1980 | 1980 | US | public firms | External Gov | gov->value | DiD; DiDiD-Continuous | IV; DiDiD |
62 | 6201 | Legal | Changes in Delaware takeover regime driven by legal cases | 1995 | 1995 | US | Delaware-incorporated firms | anti-takeover provisions | external gov->firm outcomes | DiDiD | ES; IV |
63 | 6301 | Legal | Korean government requires public companies with assets > 2 trillion won ($2 billion) to have 50% outside directors; audit committee with majority of outside directors; and outside director nominating committee | 1999 | 2000; 2001 | South Korea | Companies above 2 trillion won | Board composition; disclosure | gov->value | RD; IV | ES; DiD; DiD+RD |
64 | 6401 | Legal | Clause 49 (audit committees; a minimum number of independent directors; and CEO/CFO certification of financial statements and internal controls) reforms adopted in India --first to larger firms; then smaller public after a several-year-lag | 1999 | 2000 | India | large firms; then several years later to small; public firms | valuation effects (share prices; stock market size; ownership concentration and firm behavior) | gov->value | ES-Continuous | DiD-Continuous; IV; RD |
65 | 6501 | Legal | 2003 Dividend Tax Cut contained in the Jobs and Growth Tax Relief Reconciliation Act | 2003 | 2003 | US | public firms | payout policy; capital structure | payout->value (mediated by gov) | ES-Continuous; DiD; DiD-Continuous | IV; ES |
66 | 6601 | Legal | Adoption of International Financial Reporting Standards (IFRS) | 2002 | 2002; 2003; 2004; 2005 | EU | public firms | disclosure | disclosure->firm/market outcomes | DiD | DiD-Continuous; IV; ES; ES-Continuous |
67 | 6701 | Legal | Mandatory expensing of stock options | 2004 | 2005 | US | public firms | executive options | gov (executive incentives)->value | DiD-like | DiD-Continuous; IV; ES-Continuous |
68 | 6801 | Legal | Financial market liberalization. | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | Argentina | public firms | ownership structure; cost of capital; capital structure | ownership-> firm outcomes; investment->value (moderated by gov) | ES-Continuous | DiD-Continuous; IV |
68 | 6802 | Legal | Financial market liberalization. | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | Brazil | public firms | ownership structure; cost of capital; capital structure | ownership-> firm outcomes; investment->value (moderated by gov) | ES-Continuous | DiD-Continuous; IV |
68 | 6803 | Legal | Financial market liberalization. | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | Chile | public firms | ownership structure; cost of capital; capital structure | ownership-> firm outcomes; investment->value (moderated by gov) | ES-Continuous | DiD-Continuous; IV |
68 | 6804 | Legal | Financial market liberalization. | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | India | public firms | ownership structure; cost of capital; capital structure | ownership-> firm outcomes; investment->value (moderated by gov) | ES-Continuous | DiD-Continuous; IV |
68 | 6805 | Legal | Financial market liberalization. | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | Indonesia | public firms | ownership structure; cost of capital; capital structure | ownership-> firm outcomes; investment->value (moderated by gov) | ES-Continuous | DiD-Continuous; IV |
68 | 6806 | Legal | Financial market liberalization. | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | Malaysia | public firms | ownership structure; cost of capital; capital structure | ownership-> firm outcomes; investment->value (moderated by gov) | ES-Continuous | DiD-Continuous; IV |
68 | 6807 | Legal | Financial market liberalization. | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | Mexico | public firms | ownership structure; cost of capital; capital structure | ownership-> firm outcomes; investment->value (moderated by gov) | ES-Continuous | DiD-Continuous; IV |
68 | 6808 | Legal | Financial market liberalization. | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | Pakistan | public firms | ownership structure; cost of capital; capital structure | ownership-> firm outcomes; investment->value (moderated by gov) | ES-Continuous | DiD-Continuous; IV |
68 | 6809 | Legal | Financial market liberalization. | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | Philippines | public firms | ownership structure; cost of capital; capital structure | ownership-> firm outcomes; investment->value (moderated by gov) | ES-Continuous | DiD-Continuous; IV |
68 | 6810 | Legal | Financial market liberalization. | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | Portugal | public firms | ownership structure; cost of capital; capital structure | ownership-> firm outcomes; investment->value (moderated by gov) | ES-Continuous | DiD-Continuous; IV |
68 | 6811 | Legal | Financial market liberalization. | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | Taiwan | public firms | ownership structure; cost of capital; capital structure | ownership-> firm outcomes; investment->value (moderated by gov) | ES-Continuous | DiD-Continuous; IV |
68 | 6812 | Legal | Financial market liberalization. | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | Thailand | public firms | ownership structure; cost of capital; capital structure | ownership-> firm outcomes; investment->value (moderated by gov) | ES-Continuous | DiD-Continuous; IV |
68 | 6813 | Legal | Financial market liberalization. | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | 1981; 1982; 1983; 1984; 1985; 1986; 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994 | Turkey | public firms | ownership structure; cost of capital; capital structure | ownership-> firm outcomes; investment->value (moderated by gov) | ES-Continuous | DiD-Continuous; IV |
69 | 6901 | Legal | Amendments in mandatory bid rule included in Law 6404/76 (“Law of Corporations”) in 1997 (Law 9457/97) and in 2001 (Law 10303/01).) | 1996; 1997; 2001 | 1997; 2001 | Brazil | public firms | dual class premium | tunneling->value | ES; DiD | DiDiD-Continuous; IV |
70 | 7001 | Legal | Recommendations of Cadbury Report. Voluntary compliance with recommendations; but the London Stock Exchange (LSE); since June 1993; requires listed companies which do not comply to explain why. | 1992 | 1993 | UK | listed firms | number of outside directors | board independence->firm outcomes | DiD | ES; DiD+RD; IV |
71 | 7101 | Political | Country-wide elections | 1994; 1995; 1996; 1997; 1998; 1999; 2000 | 1994; 1995; 1996; 1997; 1998; 1999; 2000 | 43 countries | state-controlled banks | lending | ownership->lending | DiD | IV; DiDiD-continuous |
72 | 7201 | Legal | 2007 SEC Rule 12h-6 (deregulation of US disclosure requirements) - made it easier for foreign firms to deregister with the SEC and therby terminate their US disclosure obligations | 2007 | 2007 | US | foreign firms cross-listing their shares in the US | opting out of stringent US reporting and legal environment; class action securities lawsuits | legal protections->value | ES | |
73 | 7301 | Litigation | Class Action Lawsuit. Serves a shock to other firms that share directors with litigated firms | US | firms with interlocking directors | board composition; director reputation | board->value | ES Continuous | DiD; IV; ES | ||
74 | 7401 | Legal | Liberalization of policy by the Reserve Bank of India that facilitates acquisition of local banks by foreign entities | 2002 | 2002 | India | banks | ownership structure | ownership->firm outcomes | ES; ES-Continuous | DiD; DiD-Continuous; IV |
75 | 7501 | Political | 2000 US Presidential Election | 2000 | 2000 | US | public firms | value of political connections of board members | board->value | ES; ES-Continuous | DiD; DiD-Continuous; DiDiD-Continuous; IV |
76 | 7601 | Legal | 1964 Securities Acts Amendments | 1964 | 1964 | US | OTC firms | disclosure rules | disclosure->firm/market outcomes | ES; DiDiD | IV; RD; DiD+RD |
77 | 7701 | Legal | The Passage of Statement of Financial Accounting Standards (SFAS) 131). U.S. multinational firms stopped being required to disclose earnings by geographic area. | 1997 | 1997 | US | public firms | disclosure of foreign operations | disclosure->firm/market outcomes | DiD-like | DiD; ES; IV; DiDiD |
78 | 7801 | Legal | The China Securities Regulatory Commission stipulates that firms cannot have rights offerings if they have not paid cash dividends to outside shareholders in the previous three years. | 2001 | 2001 | China | public firms | cash payout | payout->value (mediated by gov) | ES | ES-Continuous; IV; DiD-Continuous; DiDiD-Continuous |
79 | 7901 | Legal | SEC order requiring CEOs and CFOs to certify their financial statements | 2002 | 2002 | US | public firms | quality of disclosure | disclosure->firm/market outcomes | ES | DiD-Continuous; IV; RD; RD+DiD |
80 | 8001 | Legal | Events related to corporate governance regulation from March 2007 to June 2009 related to executive pay | 2007; 2008; 2009 | 2007; 2008; 2009 | US | public firms | Executive pay | pay->firm outcomes | ES | |
81 | 8101 | Other | Announcements of actions against target companies by the Korea Corporate Governance Fund (an activist fund) used as a shock to non-target companies. | Korea | public firms | likelihood of shareholder activism | shareholder activism->value | ES-Continuous | DiD-Continuous; IV | ||
82 | 8201 | Legal | 1992 SEC revision of executive compensation disclosure rules (executive compensation disclosures provided to shareholders in the annual proxy statement) | 1992 | 1992 | US | public companies with shareholders | disclosure of executive compensation | disclosure/executive compensation->firm/market outcomes | ES-Continuous; DiD-Continuous | IV |
83 | 8301 | Legal | Public Securities Litigation Reform Act (PSLRA) | 1995 | 1995 | US | public companies | reduce litigation costs of forward looking firm disclosures | disclosure->firm outcomes | DiD-Continuous | ES-Continuous; IV |
84 | 8401 | Legal | Liberalizaton of SEC Rule 16b-3 that eliminated the need to obtain shareholder approval of director compensation plans and formula grants. | 1996 | 1996 | US | public companies | Director compensation | Director compensation/incentives-> firm outcomes | DiD-Continuous | ES-continuous; IV |
85 | 8501 | Legal | Section 403 of the Sarbanes-Oxley Act of 2002 (SOX) | 1999; 2000; 2001; 2002 | 2000; 2001; 2002; 2003; 2004 | US | listed companies | Board composition; internal controls; audit | Governance->Firm Performance | ||
86 | 8601 | Legal | Affordable Care Act | 2014 | 2014 | US | Households | Home Delinquency | |||
87 | 8701 | Crisis | Banking Crisis | 2004 | 2004 | Russia | Banks | Deposits | |||
88 | 8801 | Legal | Introduction of Deposit Insurance | 2003 | 2004 | Russia | Banks | Deposits | |||
89 | 8901 | Legal | Elimination of Resale Price Maintenance (RPM) contracts between manufacturer and retailer setting a minimum resale price | 1975 | 1975 | US | retail firms | profitability; leverage | DiD | ||
90 | 9001 | Legal | Reintroduction of Resale Price Maintenance contracts | 2007 | 2007 | US | retail firms | profitability; leverage | |||
91 | 9101 | Other | Adding a company to an S&P index; Serves as a exogenous “activation” of family ties between index and non-index funds holding the same firm | US | listed companies | ownership of index and non-index funds | |||||
92 | 9201 | Other | Electronization of oil futures on NYMEX | 2006 | 2006 | US | Oil futures | high-frequency trading | |||
93 | 9301 | Other | Companies added to the Russell 2000 vs. 1000 indices | US | listed companies | passive/active institutional ownership | Regression Discontinuity | ||||
94 | 9401 | Legal | Labor mobility state laws | US | firms relying on high-skilled labor | Leverage; investment | |||||
95 | 9501 | Legal | Change in minimum size of supervisory boards in Germany | 1976 | 1976 | Germany | Corporates | Board size | |||
96 | 9601 | Legal | SEC no-action letter decisions | US | firms with shareholder proposals | Stock price/ Firm value | shareholder proposals -> firm value | linear regression | |||
97 | 9701 | Legal | Expiration of union contracts | US | Firms with union workers | Liquidity | Union contract negotiations -> firms' asset purchases -> lower liquidity | linear regression; linear probability model | |||
98 | 9801 | Legal | Repeal of the Glass-Steagall Act | 1999 | 1999 | US | Investment banks | IPOs | |||
99 | 9901 | Legal | The JOBS Act (Jumpstart Our Business Startups Act) | 2012 | 2012 | US | firms that need to raise capital/ lower quality firms | Cost of capital raising | easing regulatory requirements -> cost of capital raising | DiD | |
100 | 10001 | Legal | Hong Kong Employee Choice Arrangement | 2012 | 2012 | Hong Kong | Funds offered in pension plans | fees; investment strategies | more investor choice-> increased fund competition -> funds’ fee (price); gross return (quality); participants’ wealth | ||
101 | 10101 | Other | Introduction of corporate bond ETFs | US | illiquid corporate bonds | liquidity | level of market participation -> liquidity of securities | ||||
102 | 10201 | Other | The expansion of a social rating firm KLD's coverage | 2001; 2003 | 2001; 2003 | US | Russell 1000 & 2000 Index members | Whether a firm becomes the object of publicl social rating | Public social rating (public and private regulatory scheme) -> social performance | ||
103 | 10301 | Crisis | 1998 Russian financial crisis | 1998 | 1998 | Russia | IPO firms | liquidity profile of IPO firms | Financial crisis -> liquidity profile of IPO firms -> investment levels in small/large IPOs | ||
104 | 10401 | Legal | SEC Tick Size Pilot | 2015 | 2016 | US | a specified subset of the exchange-listed stocks of companies that have $3 billion or less in market capitalization; an average daily trading volume of one million shares or less and a volume-weighted average price of at least $2.00 for every trading day. | minimum quoting and trading increment ("tick size") for some stocks; the opportunity to trade in sub-tick increments | inverted trading -> market quality (pricing efficiency & liquidity) | ||
105 | 10501 | Legal | Requirement of minimum non-promoter shareholding (public shareholding) requirement of 25% | 2010 | 2010; 2011; 2012 | India | all listed companies in India | sale of shares by promoters (= supply shock for stocks) | the slope of demand curve for stocks | ||
106 | 10601 | Legal | Anti-asset diversion rules | 2005 | 2005 | China | all listed companies in China | the number of firms lending to their large shareholders (the frequency of asset diversion for 'non-operational' purposes = frequency of related party transactions) | tunneling activities -> investment; firms’ operating and stock performance | ||
107 | 10701 | Legal | Board gender quotas in Norway; requiring 40% women on corporate boards | 2003 | 2008 | Norway | Public limited companies in Norway | gender representation on corporate boards | board quality/ characteristics (gender diversity in boards of directors; board independence) -> firm value | ||
108 | 10801 | Crisis | 2011 Eurozone crisis | 2011 | 2011 | Europe | all European banks; European and non-European financial firms | Investors' trust in the creditworthiness of European borrower | |||
109 | 10901 | Sudden Death | Executive deaths and quasi-exogenous retirements at other ?rms | US | Firms whose likelihood of executive turnover might increase due to executive deaths and quasi-exogenous retirements at other firms | executive turnover; demand for the executives of interest (demand shock) & executives's willingness to depart (supply shock) | personal lending relationships | ||||
110 | 11001 | Legal | SFAS 109—Accounting for Income Taxes | 1992 | 1992 | US | All firms | improvements in the accounting for income taxe; Information disadvantage of individual investors | Information disadvantage of individual investors -> Demand for securities | ||
111 | 11101 | Legal | legislative candidate gender quotas in the electoral lists in Spain | 2007 | 2007 | Spain | municipalities with less than 5000 inhabitants | percentage of female candidates and elected politicians | percentage of female politicians -> policy outcomes | ||
112 | 11201 | Legal | One-third of leader positions be reserved for women | 1993 | 1993 | India | all local governments | percentage of female candidates and elected politicians | percentage of female politicians -> policy outcomes | ||
123 | 12301 | Legal | a threat; aimed at listed firms; of a quota law enacted by the Swedish deputy prime minister; asked to increase their share of female directors to 25 %; an increase of approximately 20 percentage points | 2002 | 2002 | Sweden | firms listed on the Stockholm stock exchange | female board share in firms | board quality/ characteristics (gender diversity in boards of directors; board independence) -> firm value | ||
124 | 12401 | Legal | “Golfo-Mosca” law; Board gender quotas in Italian listed companies; Unlike in Norway; the Italian quotas are temporary and gradual | 2011 | 2012 | Italy | publicly listed companies & state-owned companies | female board share in firms | board quality/ characteristics (gender diversity in boards of directors; board independence) -> firm value; performance | ||
125 | 12501 | Legal | Amendment 16 to Israeli Corporate Law granting minority shareholders the right to veto pay packages of controllers and their relatives | 2011 | 2011 | Israel | corporations | Pay of controller executives | tunneling->value | ||
126 | 12601 | Other | Rupert Murdoch acquisition of the WSJ | 2007 | 2007 | US | Murdoch connected firms | News coverage | news coverage->value | ||
127 | 12701 | Other | Journalist turnover at the WSJ | 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010; 2011; 2012; 2013; 2014; 2015; 2016 | 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010; 2011; 2012; 2013; 2014; 2015; 2016 | US | WSJ connected firms | News coverage | news coverage->value | ||
128 | 12801 | Legal | Edgar v. MITE Corp SCOTUS decision | 1982 | 1982 | US | US corporations | anti-takeover provisions | Governance->Firm Value | ||
129 | 12901 | Central Bank | ECB Securities Market Programme; Outright Monetary Transactions; and Long Term Refincing Operations | 2005 | 2005 | Europe | Countries in eurozone | sovereign and corporate bond yields | Sovereign and credit financing costs->real economic activity | ||
130 | 13001 | Legal | SEC Oil and Gas reserve reporting rule changes | 2009 | 2009 | US | oil and gas firms | asset tangibility; financing of oil and gas firms | financing->investments | ||
131 | 13101 | Legal | Canadian Oil and Gas reserve reporting changes | 2003 | 2003 | Canada | oil and gas firms | asset tangibility; financing of oil and gas firms | financing->investments | ||
132 | 13201 | Legal | An increase in the allocation to equities of the Norwegian Sovereign Fund and addition of small cap firms to investable universe | 2007 | 2007 | US | small companies | institional ownership | ownership->performance | ||
133 | 13301 | Legal | Short-sale constraints imposed on bank shares in the EU | 2011 | 2011 | EU | banks | short-selling | short selling->volatility and liquidity | ||
134 | 13401 | Legal | Reg SHO: Random temporary suspension of short-sale price tests conducted by the Securities and Exchange Commission (SEC) | 2005; 2006; 2007 | 2005; 2006; 2007 | US | publicly listed companies | short-selling | short selling->volatility and liquidity->firm performance | ||
135 | 13501 | Political | Local elections in France | 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002 | 1987; 1988; 1989; 1990; 1991; 1992; 1993; 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002 | France | publicly listed companies | employment; plant opening and closing | political connections->firm performance | ||
136 | 13601 | Political | Off-cycle US close congressional elections | 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010 | 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010 | US | publicly listed companies | value of political connections | political connections->firm performance | ||
137 | 13701 | Legal | Changes in state compulsory education laws. Adoption staggered across different municipalities. | 1950 | 1950 | Sweden | investors | education | education->investor behavior | ||
138 | 13801 | Other | TRACE adoption for corporate bonds. Staggered implementation over the 2002-2004 period. | 2002; 2003; 2004 | 2002; 2003; 2004 | US | corporate bonds | price transparency | price transparency->outcomes | ||
139 | 13901 | Legal | Regulation NMS | 2007 | 2007 | US | publicly listed companies | price transparency | price transparency->outcomes | ||
140 | 14001 | Monetary | Euro conversion | 1998 | 1999 | EU | publicly listed companies | exchange competition | exchange competition->liquidity | ||
141 | 14101 | Legal | In September 2008; the U.S. Securities and Exchange Commission (SEC) temporarily banned most short sales in nearly 1;000 financial stocks | 2008 | 2008 | US | financial stocks | short-selling | short-selling->liquidity | ||
142 | 14201 | Legal | Events related to corporate governance regulation from March 2007 to June 2009 related to proxy access. | 2007; 2008; 2009 | 2007; 2008; 2009 | US | public firms | Shareholder rights to nominate directors and make other proposals | shareholder rights->firm outcomes | ES | |
142 | 14202 | Legal | In 2010 the SEC enacted Rule 201 (alternative uptick) which triggers temporary short selling restriction if return falls below -10%. | 2010 | 2010 | US | publicly listed companies | short-selling | short-selling->liquidity and returns | ||
143 | 14301 | Legal | In legal case Morrison v. National Australia Bank Ltd.; the US Supreme Court limited investors’ ability to bring private Rule 10b-5 securities fraud actions to cases involving securities purchased on a | ||||||||
144 | 14401 | Legal | Notice concerning private securities litigation issued by the Supreme People's Court | 2002 | 2002 | China | Chinese firms with Class A/B share structures | private securities litigation | private litigation->firm outcomes | ||
145 | 14501 | Legal | In 2001 the São Paulo Stock Exchange; Bovespa; created three premium exchange listings that require more stringent shareholder protections. | 2001 | 2001 | Brazil | publicly listed companies | governance and disclosure | governance->firm value | ||
146 | 14601 | Legal | Mergers of utility companies following deregulation in the 90s | US | utilities | competitors | competition->firm value | ||||
147 | 14701 | Legal | On April 9; 2009 ;the FASB issued three final Staff Positions (157-4; 107-1/28-1; and 115-2/124-2). FAS 157-4 updates FAS 157 and emphasizes fair value measurements reflect values from orderly transactions. | 2009 | 2009 | US | Financial institutions using mark-to-market | Reported financials | financial disclosure->firm value | ||
148 | 14801 | Legal | Implementation of state-level distracted driving laws | US | public listed companies | Information | Information->market outcomes | ||||
149 | 14901 | Legal | Securities and Exchange Commission’s (SEC) decision to eliminate the Form 20-F reconciliation. | 2007 | 2007 | US | foreign firms cross-listing their shares in the US | Reported financials | financial disclosure->firm value | ||
150 | 15001 | Legal | Airgas bylaw approved in the Delaware Court of Chancery on Friday;October8; 2010. | 2010 | 2010 | US | firms with staggered boards in Delaware | anti-takeover provisions | governance->firm value | ||
150 | 15002 | Legal | After the initial Chancery Court decision; Airgas appealed to the Supreme Court of Delaware; the decision was not announced | ||||||||
151 | 15101 | Legal | A surprise announcement that imposed corporate taxes on a group of Canadian publicly traded firms. Officially known as Tax Fairness Plan (TFP) but is unofficially referred to as the “Halloween Massacre” because it took place after markets closed on October 31; 2006. | 2006 | 2006 | Canada | income trusts | tax rate | tax->firm value | ||
152 | 15201 | Sudden Death | We use the deaths of directors and CEOs as a natural experiment to generate exogenous variation in the time and resources available to independent directors at interlocked firms. | 1988; 1989; 1990; 1991; 1992; 1993; 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007 | 1988; 1989; 1990; 1991; 1992; 1993; 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007 | US | director-interlocked firms | independent directors | governance->firm value | ||
153 | 15301 | Legal | Bankruptcy Reform Act. On November 6; 1978; President Carter signed the BRA into law; replacing as of October 1; 1979; the Chandler Act of 1938.6 According to Posner (1997); bankruptcy law under the Chandler Act was considered complicated and intolerably ambiguous; especially since the underlying laws were vague . | 1978 | 1978 | US | corporations | bankruptcy | bankruptcy costs->firm outcomes | ||
154 | 15401 | Litigation | 11 event dates on which 1 or more firms experience a large (±10%) change in stock price purely because of exogenous asbestos news. | 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010; 2011 | 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009; 2010; 2011 | US | firms with asbestoc related liabilities | liabilities | liabilities->firm value | ||
155 | 15501 | Index Rebalancing | December 2000 redefinition of the Morgan Stanley Capital International global equity index | 2000 | 2000 | Various | companies in MSCI index | institutional ownership | institutional ownership->firm outcomes | ||
156 | 15601 | Other | Regional holidays in Germany | 1988; 1989; 1990; 1991; 1992; 1993; 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009 | 1988; 1989; 1990; 1991; 1992; 1993; 1994; 1995; 1996; 1997; 1998; 1999; 2000; 2001; 2002; 2003; 2004; 2005; 2006; 2007; 2008; 2009 | Germany | local listed companies | trading | individual investors->trading volume | ||
157 | 15701 | Other | Special segments created by Euronext | 2002 | 2002 | EU | listed firms | disclosure and governance | governance->firm value | ||
158 | 15801 | Other | Randomized stock lending experiment | 2008; 2009 | 2008; 2009 | US | stocks in a manager's portfolio | supply of lendable shares | security lending->stock market outcomes | ||
159 | 15901 | Other | Public arrest of the Adelphia executives | 2002 | 2002 | US | publicly traded firms | enforcement costs | enforcement->firm value | ||
160 | 16001 | Crisis | Effect of GFC on Brazilian Banks | 2008 | 2008 | Brazil | banks | perception of systemic uncertainty | perception of systemic uncertainty>deposit inflows |